Idea and Intuition
Let
be a (usually finite) set of generators and
a (usually finite) set of relations between the generators. The generators at this point are indeterminates, and we will be momentarily vague about what is and isn’t a relation. We write (if it exists!)
for the universal
-algebra generated by generators
and relations
.
It has the following universal property. Suppose
. Let
be a
-algebra with elements
that satisfy the relations
, then there is a (unique) *-homomorphism
mapping
. This map will be a surjective *-homomorphism
(aka a quotient map and
a quotient of
.
If the
generate
,
, then
is a surjective *-homomorphism.
My (highly non-rigourous, the tilde reminding of hand-waving) intuition for this object is that you collect all (really all, not just isomorphism classes, we want below
and e.g.
) of
-algebras
generated by
generators satisfying the relations
and forming a “big direct sum/product thingy” out of all of them:
.
Then the *-homomorphism
given by the universal property is given by projection onto that factor (which is a surjective *-homomorphism, a quotient):
.
This intuition works well but we should give a brief account of things are done properly.
First off, not every relation will give a universal
-algebra. For example, consider
and
. The problem here is one of norm. Recall our rough intuition from above. What is the norm on
, this big thing
? It should be something like, where the norm of
is
the supremum over the factors:

The first approach to show that
does not exist is to consider for each
the
-algebra
which is singly-generated by the self-adjoint
. But the norm
in
is the supremum norm, so we find
. From here:

which is unbounded. The relations must give a bounded norm to the generators.
As an example of relations that do bound the generators, consider,
self-adjoint generators such that the sum of their squares is the identity:
.
These relations bounds the norm of the generators
1, and this gives existence to this algebra, using the Gelfand philosophy giving the “algebra of continuous functions on the free sphere”,
(I think first considered by Banica and Goswami).
Note here the relations are given by polynomial relations. If the polynomial relations are suitably admissible (i.e. give a bound to the generators), in this setting there is a real construction (real vs our ridiculous
) of
. See p.885 (link to *.pdf quantum group lecture notes of Moritz Weber).
In fact, this is only a small class of the possible relations. I suggest there are at least two more types:
relations that would be (admissible) norm relations (for example, in one generator, adding
, a non-polynomial relation, to the polynomial relation
gives an admissible set of relations, and
. For
/norm relations see here and maybe here.
- (admissible) strong relations (see here for a use of this, with reference)
The constructions in one or both of cases might be constructive, as in the case (admissible) polynomial relations, but there is also an approach using category theory. But the main feature in all such definitions is the universal property, whose use could be summarised as follows:
Let
be a universal
-algebra. The universal property can be used to answer questions about
such as:
- is some polynomial
in the generators non-zero,
- is
infinite dimensional,
- is
non-commutative;
because, if
is a
-algebra with elements
that satisfy the relations then there is a unique *-homomorphism
. So, for example, where
is some such
then
- if
, then
as
,
- if
is infinite dimensional then
is a surjective *-homomorphism onto an infinite dimensional algebra, and so the domain
is infinite dimensional too.
- if the commutator
, so that
is non-commutative, then so is
as ![\pi([g_i,g_j])=[f_i,f_j]](https://s0.wp.com/latex.php?latex=%5Cpi%28%5Bg_i%2Cg_j%5D%29%3D%5Bf_i%2Cf_j%5D&bg=ffffff&fg=545454&s=0&c=20201002)
These quotients
can be considered models of
.
Two Examples
A projection
in a
-algebra is such that
. Consider
.
Existence is easy, because the norm of a non-zero projection is one. To answer questions about this algebra consider the infinite dihedral group
. This has group algebra
and group
-algebra
. Note that
and
in
satisfy the relations of
, and so we have a *-homomorphism (in fact a *-isomorphism)
. This tells us that any monomial in the generators of
is non-zero,
is infinite dimensional, and
is non-commutative.
A partition of unity is a finite set of projections that sum to the identity,
. A magic unitary in a
-algebra
is a matrix
such that the entries along any one row or column form a partition of unity. Consider (notation to be kept mysterious):
.
Consider the following magic unitary:
.
Note that the
satisfy the relations of
and in fact generate
from above. Thus we have a quotient
which shows that
is infinite dimensional and noncommutative.
It is possible to show using a magic unitary with entries in
that for
, a monomial with entries in
is zero for trivial reasons only (link to *.pdf, from Theorem 1 on).
In addition it can be shown that for
(and similarly
) the matrix in
with
– entries

is a magic unitary, and thus by the universal property
is a *-homomorphism… the comultiplication giving
the structure of a compact quantum group.
Commutative Examples
If a universal
algebra is commutative (as in commutativity,
, is one of the relations, vs the relations imply commutativity, as in
(nice exercise)), we write
. In this case Gelfand’s Theorem, that
, often allows us to easily identity the algebra (vs the noncommutative case where the universal algebra is mostly studied via models, quotients).
Theorem
If
is a (polynomial) universal commutative
-algebra, then it of the form
, and
is given by the tuples
that satisfy the relations of of
.
Proof: Characters are *-homomorphisms
.
Suppose that
satisfy the relations. Then by the universal property,
is a *-homomorphism.
On the contrary, suppose that
is a character. Then the relations are preserved under a *-homomorphism.
Examples
For
, projections in
are just the scalars zero and one. Thus the spectrum is
and
is the algebra of continuous functions on four points.
For
collect the tuple of
generators in a matrix. The relations imply that each such tuple is in fact a permutation matrix, and so the universal algebra above is the algebra of continuous functions on
.
For
you end up with tuples of
real numbers in
whose sum of squares is one… otherwise known as the sphere
.
Liberations
An interesting business here is to start with a universal commutative
algebra, say one of the three examples above… and see do you get something strictly bigger, necessarily non-commutative, if you drop commutativity. In the above, yes you do. Gelfand’s theorem says that a commutative unital
-algebra is the algebra of continuous functions on a compact space
(which we call a classical space). The Gelfand Philosophy says therefore that a noncommutative unital
-algebra
can be thought of as the algebra of continuous functions on a compact quantum space
. Note here
is not a set-of-points, but a virtual object, and strictly
is just notation (but see here).
Liberating the second example above from commutativity is the passage from the permutation group
to the quantum permutation group
. Liberating the third example above gives the passage from the real sphere
to a quantum sphere called the free sphere
.
We can also, of course, work in the other direction, imposing commutativity on not-necessarily universal
. If we write
, then imposing commutativity (qotienting by commutator ideal) gives us the classical version
of
.
Imposing commutativity is not so scary: using the above you just get
… and everything we said above about identifying characters on
holds for
too.
This can be used: for example if a quantum group acts on a structure
, then its classical version acts on
. This idea was used by Banica and I to show that not every quantum permutation group is the quantum automorphism group of a finite graph (link to *.pdf).
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